State Street Global Markets International Limited

• Principal Place of Business

  20 Churchill Place

  Canary Wharf

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Complaints Contact

  20 Churchill Place

  Canary Wharf

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Barry David Muir

  IRN BDM01034

  • [FCA CF] Material risk taker (9 Dec 2019 to 9 Nov 2022)
• Ben Anthony Johnson

  IRN BXJ00021

  • [FCA CF] Material risk taker (9 Dec 2019 to 19 Nov 2020)
• Benjamin Alan Pearson

  IRN BXP15004

  • [FCA CF] Client dealing (since 1 Feb 2022)
  • CF30 Customer (17 May 2019 to 8 Dec 2019)
• Benjamin David Jones

  IRN BDJ01014

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (17 Oct 2006 to 31 Oct 2007)
• Brian Steven Allis

  IRN BSA01008

  • [FCA CF] Client dealing (1 Feb 2022 to 21 Jul 2025)
• Caitriona Donnelly-Bryce

  IRN CXD91305

  • [FCA CF] Client dealing (1 Feb 2022 to 20 Aug 2025)
  • [FCA CF] Manager of certification employee (1 Feb 2022 to 20 Aug 2025)
• Callum Adams-Carr

  IRN CXA01439

  • CF30 Customer (5 Nov 2012 to 3 Nov 2014)
• Carlin Emmett Doyle

  IRN CXD01338

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (2 Mar 2005 to 31 Oct 2007)
• Caroline Anne Hutchings

  IRN CAH01102

  • CF21 Investment Adviser (30 Oct 2002 to 10 Apr 2005)
• Cassandra Waller

  IRN CLM01081

  • CF30 Customer (10 Sep 2014 to 16 Jul 2015)

No changes recorded yet.