Cassandra Waller

• Santander Asset Management UK Limited

  FRN 122491

  • SMF1 Chief Executive (since 23 Sep 2024)
  • SMF3 Executive Director (since 15 May 2024)
  • [FCA CF] Client dealing (since 1 Sep 2023)
  • [FCA CF] Material risk taker (10 May 2024 to 26 Sep 2024)
  • [FCA CF] Manager of certification employee (1 Sep 2023 to 26 Sep 2024)
  • [FCA CF] Significant management (1 Sep 2023 to 26 Sep 2024)
• Carne International Financial Services (UK) Limited (no longer approved here)

  FRN 823316

  • [FCA CF] Material risk taker (9 Dec 2019 to 28 Jun 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Jun 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Jun 2021)
  • CF30 Customer (17 Oct 2019 to 8 Dec 2019)
• State Street Global Markets International Limited (no longer approved here)

  FRN 194525

  • CF30 Customer (10 Sep 2014 to 16 Jul 2015)
• State Street Bank and Trust Company (no longer approved here)

  FRN 170462

  • CF30 Customer (3 Jan 2008 to 16 Jul 2015)
• Wellington Management International Limited (no longer approved here)

  FRN 208573

  • CF22 Investment Adviser (Trainee) (13 Jan 2006 to 23 Aug 2006)

No changes recorded yet.