State Street Global Markets International Limited

• Principal Place of Business

  20 Churchill Place

  Canary Wharf

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Complaints Contact

  20 Churchill Place

  Canary Wharf

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Cassandra von Sprecher

  IRN CXJ20456

  • CF30 Customer (20 Sep 2019 to 23 Sep 2019)
• Chong Ling Tai

  IRN CLT01059

  • CF30 Customer (13 Mar 2012 to 11 Mar 2013)
• Christian Bongiovanni

  IRN CXB00475

  • [FCA CF] Material risk taker (since 18 Dec 2024)
  • [FCA CF] Client dealing (since 18 Dec 2024)
• Christine Moran

  IRN CTM01025

  • [FCA CF] Material risk taker (9 Dec 2019 to 19 Nov 2020)
• Christopher Anthony Barrett

  IRN CAB01113

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2020)
  • CF1 Director (31 Aug 2018 to 17 Oct 2019)
  • CF3 Chief Executive (31 Aug 2018 to 17 Oct 2019)
  • CF30 Customer (31 Aug 2018 to 8 Dec 2019)
• Christopher Charles Norris

  IRN CCN01004

  • CF21 Investment Adviser (24 Oct 2002 to 16 Jun 2006)
  • CF26 Customer Trading (1 Dec 2001 to 24 Oct 2002)
• Christopher James Thompson

  IRN CJT01062

  • CF30 Customer (1 Nov 2007 to 16 Mar 2010)
  • CF21 Investment Adviser (7 Mar 2005 to 31 Oct 2007)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Christopher John Gowlland

  IRN CJG01087

  • CF21 Investment Adviser (7 Jun 2006 to 27 Feb 2007)
• Christopher Matsko

  IRN CXM02489

  • SMF3 Executive Director (since 29 Oct 2025)
  • SMF1 Chief Executive (since 29 Oct 2025)
• Christopher Mellor

  IRN CXM01343

  • CF30 Customer (1 Nov 2007 to 1 Apr 2013)
  • CF21 Investment Adviser (12 Jun 2007 to 31 Oct 2007)

No changes recorded yet.