Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Global Markets International Limited (no longer approved here)

    FRN 194525

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)
    • CF30 Customer (31 Aug 2018 to 8 Dec 2019)
    • CF1 Director (31 Aug 2018 to 17 Oct 2019)
    • CF3 Chief Executive (31 Aug 2018 to 17 Oct 2019)
  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • [FCA CF] Material risk taker (18 Jan 2019 to 31 Dec 2020)
    • [FCA CF] Manager of certification employee (4 Jul 2018 to 31 Dec 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.