Christopher Charles Norris

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

RBC Europe Limited (no longer approved here)
FRN 124543
- CF30 Customer (29 Jul 2013 to 6 Mar 2016)
Royal Bank of Canada (no longer approved here)
FRN 124783
- CF30 Customer (29 Jul 2013 to 6 Mar 2016)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (1 Nov 2007 to 10 Apr 2013)
- CF21 Investment Adviser (19 Jun 2006 to 31 Oct 2007)
State Street Global Markets International Limited (no longer approved here)
FRN 194525
- CF21 Investment Adviser (24 Oct 2002 to 16 Jun 2006)
- CF26 Customer Trading (1 Dec 2001 to 24 Oct 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.