State Street Global Markets International Limited

• Principal Place of Business

  20 Churchill Place

  Canary Wharf

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Complaints Contact

  20 Churchill Place

  Canary Wharf

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Christopher Nixon

  IRN CXN01144

  • [FCA CF] Client dealing (since 26 Apr 2022)
• Chungyang Chen

  IRN CXC01647

  • CF30 Customer (15 Jan 2008 to 27 Mar 2008)
• Cilicia Cheng-Choo Ong

  IRN CCO01011

  • CF30 Customer (1 Nov 2007 to 14 Oct 2009)
  • CF21 Investment Adviser (22 Jun 2007 to 31 Oct 2007)
• Clare-Louise Cotter

  IRN CXC01771

  • [FCA CF] Client dealing (since 30 Jul 2025)
• Claudia Delgado Quintela

  IRN CDQ01002

  • CF21 Investment Adviser (5 Nov 2002 to 1 Mar 2004)
• Clinton James Burrell

  IRN CJB01199

  • CF30 Customer (24 Sep 2009 to 5 Sep 2013)
• Cong Cecilia Li

  IRN CCL01033

  • CF30 Customer (11 Mar 2008 to 12 Sep 2010)
• Coralie Poumel

  IRN CAP01072

  • [FCA CF] Significant management (24 Dec 2019 to 19 Nov 2020)
• Cuan Coulter

  IRN CXC01919

  • CF11 Money Laundering Reporting (18 Feb 2013 to 2 Jun 2014)
  • CF10 Compliance Oversight (18 Feb 2013 to 15 Sep 2014)
• Daemon Keith Bear

  IRN DKB01032

  • CF30 Customer (2 Jan 2013 to 3 Jan 2018)

No changes recorded yet.