St Johns Asset Management Limited

• Principal Place of Business

  AFH House

  Buntsford Drive

  Stoke Heath

  Bromsgrove

  Worcestershire

  B60 4JE

  UNITED KINGDOM

  Phone

  +441527577775

• Complaints Contact

  AFH House

  Buntsford Drive

  Stoke Heath

  Bromsgrove

  Worcestershire

  B60 4JE

  UNITED KINGDOM

  Phone

  +441527577775

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Hudson

  IRN AXH00009

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (24 Sep 2012 to 8 Dec 2019)
  • Responsible for Insurance Mediation (24 Sep 2012 to 18 Oct 2012)
• Alexis Larvin

  IRN AXJ01429

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (6 May 2021 to 25 Mar 2022)
  • SMF16 Compliance Oversight (6 May 2021 to 25 Mar 2022)
  • Responsible for Insurance Distribution (1 Oct 2018 to 25 Mar 2022)
  • Responsible for Insurance Mediation (22 Oct 2012 to 30 Sep 2018)
  • CF1 Director (21 Sep 2012 to 8 Dec 2019)
  • CF10 Compliance Oversight (21 Sep 2012 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (21 Sep 2012 to 8 Dec 2019)
• Andrea Janet Wilson

  IRN AJW00039

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Sep 2022)
  • SMF16 Compliance Oversight (since 2 Sep 2022)
  • Responsible for Insurance Distribution (since 2 Sep 2022)
• Andrew Charles Sellers

  IRN ACS00001

  • CF30 Customer (1 Nov 2007 to 12 Sep 2012)
  • CF1 Director (23 Jan 2006 to 12 Sep 2012)
  • Responsible for Insurance Mediation (23 Jan 2006 to 12 Sep 2012)
  • CF8 Apportionment and Oversight (23 Jan 2006 to 31 Mar 2009)
  • CF24 Pension Transfer Specialist (23 Jan 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (23 Jan 2006 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (23 Jan 2006 to 12 Sep 2012)
  • CF10 Compliance Oversight (23 Jan 2006 to 12 Sep 2012)
• Andrew Stephen Jones

  IRN ASJ01049

  • 17. Administrative functions in relation to managing investments
  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (6 Sep 2018 to 8 Dec 2019)
• Andrew Victor Powell

  IRN AVP01006

  • CF30 Customer (4 Feb 2016 to 8 Dec 2019)
• Anne-Marie Brown

  IRN AXB02799

  • CF1 Director (21 Sep 2012 to 7 Jul 2016)
• Austin David Broad

  IRN ADB00010

  • SMF3 Executive Director (since 5 Mar 2020)
• Barry John Willis

  IRN BJW00025

  • SMF17 Money Laundering Reporting Officer (MLRO) (6 Feb 2020 to 13 Aug 2021)
  • SMF16 Compliance Oversight (6 Feb 2020 to 13 Aug 2021)
• Edward William Howard Humphreys

  IRN EWH01009

  • CF30 Customer (6 Sep 2013 to 8 Dec 2019)

No changes recorded yet.