Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St Johns Asset Management Limited
FRN 441074
- 14. Managing investments
- 17. Administrative functions in relation to managing investments
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (6 Sep 2018 to 8 Dec 2019)
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- CF30 Customer (9 May 2018 to 11 Sep 2018)
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- CF30 Customer (30 Dec 2008 to 28 Aug 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.