Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (6 Sep 2018 to 8 Dec 2019)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF30 Customer (9 May 2018 to 11 Sep 2018)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (30 Dec 2008 to 28 Aug 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.