Andrew Victor Powell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Material risk taker (since 20 Dec 2020)
    • [FCA CF] Manager of certification employee (since 20 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (19 Nov 2013 to 8 Dec 2019)
  • MULBERRY INDEPENDENT FINANCIAL ADVISERS LIMITED (no longer approved here)

    FRN 459871

    • CF30 Customer (10 Oct 2019 to 8 Dec 2019)
  • St Johns Asset Management Limited (no longer approved here)

    FRN 441074

    • CF30 Customer (4 Feb 2016 to 8 Dec 2019)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (1 Nov 2007 to 31 Oct 2013)
    • CF21 Investment Adviser (28 Jun 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.