MULBERRY INDEPENDENT FINANCIAL ADVISERS LIMITED

• Principal Place of Business

  AFH House

  Buntsford Drive

  Stoke Heath

  Bromsgrove

  Worcestershire

  B60 4JE

  UNITED KINGDOM

  Phone

  +4401527577775

• Complaints Contact

  AFH House

  Buntsford Drive

  Stoke Heath

  Bromsgrove

  B60 4JE

  UNITED KINGDOM

  Phone

  +4401527577775

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Negotiation

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  • · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements in relation to the sale of goods.

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements in relation to the sale of goods.

• Islamic Mortgage Setup

  For Customer, Home purchase plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Retail (Investment), Stakeholder products

• Alan Hudson

  IRN AXH00009

  • SMF3 Executive Director (since 7 Feb 2020)
• Alexis Larvin

  IRN AXJ01429

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Mar 2023)
  • Responsible for Insurance Distribution (since 29 Mar 2023)
  • SMF16 Compliance Oversight (since 29 Mar 2023)
  • SMF3 Executive Director (since 20 Jan 2020)
  • Responsibility for MCD Intermediation (6 May 2021 to 25 Mar 2022)
  • SMF16 Compliance Oversight (6 May 2021 to 25 Mar 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (6 May 2021 to 25 Mar 2022)
  • Responsible for Insurance Distribution (6 May 2021 to 25 Mar 2022)
• Andrew Victor Powell

  IRN AVP01006

  • CF30 Customer (10 Oct 2019 to 8 Dec 2019)
• Arash Fereydun Nasri

  IRN AFN01020

  • CF30 Customer (8 Oct 2019 to 8 Dec 2019)
• Barry John Willis

  IRN BJW00025

  • Responsibility for MCD Intermediation (22 Dec 2022 to 15 Feb 2023)
  • Responsible for Insurance Distribution (22 Dec 2022 to 15 Feb 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (22 Dec 2022 to 15 Feb 2023)
  • SMF16 Compliance Oversight (22 Dec 2022 to 15 Feb 2023)
• David Frederick John Martin

  IRN DFM00008

  • CF30 Customer (1 Nov 2007 to 26 Jan 2011)
  • CF11 Money Laundering Reporting (2 Jan 2007 to 26 Jan 2011)
  • CF10 Compliance Oversight (2 Jan 2007 to 26 Jan 2011)
  • CF1 Director (2 Jan 2007 to 26 Jan 2011)
  • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
• David Simon John Holland

  IRN DXH62791

  • [FCA CF] Functions requiring qualifications (25 Mar 2020 to 2 Dec 2021)
• Hayden David Robinson

  IRN HXR00202

  • SMF3 Executive Director (since 10 Aug 2023)
• James Michael Boyce

  IRN JMB01479

  • CF30 Customer (8 Oct 2019 to 8 Dec 2019)
• Matthew Sean Allen

  IRN MSA00010

  • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 9 Dec 2019)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 9 Dec 2019)
  • CF10 Compliance Oversight (21 Feb 2011 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (21 Feb 2011 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (2 Jan 2007 to 31 Mar 2009)
  • CF24 Pension Transfer Specialist (2 Jan 2007 to 31 Oct 2007)
  • CF1 Director (2 Jan 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)

No changes recorded yet.