Alexis Larvin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • Responsible for Insurance Distribution (since 29 Mar 2023)
    • SMF16 Compliance Oversight (since 29 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Mar 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF1 Director (AR) (since 31 Jan 2014)
    • SMF16 Compliance Oversight (6 May 2021 to 25 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (6 May 2021 to 25 Mar 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 25 Mar 2022)
    • Responsible for Insurance Mediation (22 Oct 2012 to 30 Sep 2018)
    • CF1 Director (23 Jun 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Jun 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Aug 2010 to 8 Dec 2019)
  • MULBERRY INDEPENDENT FINANCIAL ADVISERS LIMITED

    FRN 459871

    • Responsible for Insurance Distribution (since 29 Mar 2023)
    • SMF16 Compliance Oversight (since 29 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Mar 2023)
    • SMF3 Executive Director (since 20 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (6 May 2021 to 25 Mar 2022)
    • Responsibility for MCD Intermediation (6 May 2021 to 25 Mar 2022)
    • Responsible for Insurance Distribution (6 May 2021 to 25 Mar 2022)
    • SMF16 Compliance Oversight (6 May 2021 to 25 Mar 2022)
  • St Johns Asset Management Limited

    FRN 441074

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (6 May 2021 to 25 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (6 May 2021 to 25 Mar 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 25 Mar 2022)
    • Responsible for Insurance Mediation (22 Oct 2012 to 30 Sep 2018)
    • CF10 Compliance Oversight (21 Sep 2012 to 8 Dec 2019)
    • CF1 Director (21 Sep 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Sep 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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