Alan Hudson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MULBERRY INDEPENDENT FINANCIAL ADVISERS LIMITED

    FRN 459871

    • SMF3 Executive Director (since 7 Feb 2020)
  • AFH Independent Financial Services Limited

    FRN 216704

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF1 Director (AR) (since 29 Jan 2014)
    • CF30 Customer (1 Nov 2007 to 22 Jan 2016)
    • CF1 Director (AR) (24 Oct 2005 to 31 Jul 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 12 Oct 2012)
    • CF1 Director (2 Dec 2002 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (2 Dec 2002 to 31 Mar 2009)
    • CF3 Chief Executive (2 Dec 2002 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (2 Dec 2002 to 31 Oct 2007)
    • CF21 Investment Adviser (2 Dec 2002 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (2 Dec 2002 to 21 Jul 2010)
    • CF10 Compliance Oversight (2 Dec 2002 to 4 Jul 2011)
  • St Johns Asset Management Limited

    FRN 441074

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (24 Sep 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (24 Sep 2012 to 18 Oct 2012)
  • Broomfield & Alexander Wealth Management Ltd (no longer approved here)

    FRN 574362

    • Employed By (7 Feb 2012 to 11 Mar 2019)
  • Bloomer Heaven Wealth Management Limited (no longer approved here)

    FRN 525254

    • Employed By (16 Jun 2010 to 3 Feb 2014)
  • T & T Financial Services Ltd (no longer approved here)

    FRN 468730

    • Employed By (7 Jun 2007 to 13 Dec 2007)
  • Holland House Financial Services Ltd (no longer approved here)

    FRN 454723

    • Employed By (27 Oct 2006 to 17 Mar 2016)

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Updates to this individual's record on the FCA register.

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