St Johns Asset Management Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AFH HouseBuntsford DriveStoke HeathBromsgroveWorcestershireB60 4JEUNITED KINGDOM- Phone
- +441527577775
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Complaints Contact
AFH HouseBuntsford DriveStoke HeathBromsgroveWorcestershireB60 4JEUNITED KINGDOM- Phone
- +441527577775
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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Stockbroking
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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Manages Your Portfolio
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Graham Toone
IRN GXT00012
- CF30 Customer (16 Sep 2013 to 20 Jan 2015)
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Hayden David Robinson
IRN HXR00202
- SMF3 Executive Director (since 10 Aug 2023)
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John McFie
IRN JXM65740
- [FCA CF] Manager of certification employee (since 29 Jul 2025)
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John Stefan Wheatley
IRN JSW01126
- SMF9 Chair of the Governing Body (25 Sep 2020 to 18 Jun 2021)
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Paul Wright
IRN PXW01822
- SMF3 Executive Director (9 Dec 2019 to 30 Jun 2023)
- CF1 Director (6 Sep 2016 to 8 Dec 2019)
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Richard Harvey Smith
IRN RHS01040
- 17. Administrative functions in relation to managing investments
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (15 Sep 2015 to 8 Dec 2019)
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Stuart Humphries
IRN SXH01397
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 17. Administrative functions in relation to managing investments
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (1 Apr 2016 to 8 Dec 2019)
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Toby Ralph Seymour Denne
IRN TRD01023
- CF1 Director (16 Oct 2014 to 31 Aug 2015)
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Wilfred Laurie Beevers
IRN WLB01005
- [FCA CF] Client dealing (9 Dec 2019 to 4 Oct 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Oct 2023)
- CF30 Customer (29 Nov 2018 to 8 Dec 2019)
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Zachariah Daniels
IRN ZXD08453
- 17. Administrative functions in relation to managing investments
- 14. Managing investments
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (17 Nov 2018 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.