Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St Johns Asset Management Limited (no longer approved here)

    FRN 441074

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Oct 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Oct 2023)
    • CF30 Customer (29 Nov 2018 to 8 Dec 2019)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (22 Sep 2009 to 28 Aug 2015)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 20 May 2009)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 17 Sep 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.