St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Howell Booth

    IRN AHB00025

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 27 Jun 2012)
    • CF4 Partner (AR) (since 27 Jun 2012)
  • Andrew Hugh MacIntyre

    IRN AHM01112

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 21 Aug 2018)
    • CF1 Director (AR) (since 21 Aug 2018)
  • Andrew Jack Brooks

    IRN AXB01192

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 21 Oct 2022)
    • Appointed representative dealing with clients for which they require qualification (since 21 Oct 2022)
  • Andrew James Bewick

    IRN AJB01838

    • CF30 Customer (14 Mar 2017 to 6 Nov 2019)
  • Andrew James Brown

    IRN AJP00057

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF1 Director (AR) (11 Jul 2007 to 31 Dec 2009)
    • CF22 Investment Adviser (Trainee) (11 Jul 2007 to 31 Oct 2007)
  • Andrew James Bruce

    IRN AXB00869

    • Appointed representative dealing with clients for which they require qualification (31 Dec 2021 to 3 May 2022)
    • CF30 Customer (30 Dec 2021 to 3 May 2022)
  • Andrew James Byatt

    IRN AJB01440

    • CF30 Customer (1 Nov 2007 to 6 Mar 2018)
    • CF1 Director (AR) (26 Apr 2005 to 6 Mar 2018)
    • CF21 Investment Adviser (31 Aug 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Feb 2004 to 31 Aug 2004)
  • Andrew James Conally

    IRN AJC01613

    • Appointed representative dealing with clients for which they require qualification (9 Jan 2023 to 9 Feb 2024)
    • CF30 Customer (3 Jan 2023 to 9 Feb 2024)
  • Andrew James Coward

    IRN AJC00081

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 12 Jan 2021)
    • CF1 Director (AR) (since 26 Nov 2020)
    • CF30 Customer (since 26 Nov 2020)
  • Andrew James Cruse

    IRN AJC00151

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 17 Sep 2010)
    • CF1 Director (AR) (17 Sep 2010 to 1 Mar 2021)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.