Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 12 Jan 2021)
    • CF1 Director (AR) (since 26 Nov 2020)
    • CF30 Customer (since 26 Nov 2020)
    • (1)Employed By (since 26 Nov 2020)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (25 Nov 2010 to 30 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at AJC Financial Limited

  2. controlled function added: (1)Employed By at AJC Financial Limited