Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 12 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 25 Apr 2022)
    • [FCA CF] Client dealing (since 25 Apr 2022)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (25 Feb 2021 to 6 Dec 2021)
    • Appointed representative dealing with clients for which they require qualification (12 Feb 2020 to 6 Dec 2021)
    • CF30 Customer (11 Feb 2020 to 6 Dec 2021)
  • 313 Wealth Management Ltd (no longer approved here)

    FRN 845760

    • Employed By (11 Feb 2020 to 6 Dec 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (14 Mar 2017 to 6 Nov 2019)
  • Mark Redpath (no longer approved here)

    FRN 425422

    • (2)Employed By (14 Mar 2017 to 6 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

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