Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 12 Apr 2024)
- [FCA CF] Functions requiring qualifications (since 25 Apr 2022)
- [FCA CF] Client dealing (since 25 Apr 2022)
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- CF1 Director (AR) (25 Feb 2021 to 6 Dec 2021)
- Appointed representative dealing with clients for which they require qualification (12 Feb 2020 to 6 Dec 2021)
- CF30 Customer (11 Feb 2020 to 6 Dec 2021)
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- Employed By (11 Feb 2020 to 6 Dec 2021)
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- CF30 Customer (14 Mar 2017 to 6 Nov 2019)
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- (2)Employed By (14 Mar 2017 to 6 Nov 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.