Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
John Scott Davidson Ltd
FRN 497942
- (11)Employed By (since 16 Feb 2021)
-
St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 17 Sep 2010)
- CF1 Director (AR) (17 Sep 2010 to 1 Mar 2021)
-
- Employed By (17 Sep 2010 to 1 Mar 2021)
-
- CF30 Customer (1 Mar 2010 to 24 Aug 2010)
-
- CF30 Customer (1 Nov 2007 to 28 Feb 2010)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
-
- CF22 Investment Adviser (Trainee) (30 Apr 2003 to 5 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.