Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 21 Aug 2018)
    • CF30 Customer (since 21 Aug 2018)
    • (2)Employed By (since 21 Aug 2018)
  • Alan Steel (Asset Management) Limited (no longer approved here)

    FRN 114423

    • CF30 Customer (1 Apr 2011 to 31 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.