Andrew James Conally

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shackleton Advisers Limited

    FRN 163291

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 Apr 2025)
    • [FCA CF] Client dealing (since 4 Apr 2025)
  • ELLIS BATES WEALTH MANAGEMENT LTD

    FRN 631117

    • (77)4. Giving personal recommendations on retail investment products which are not broker funds
    • (73)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (76)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (75)[FCA CF] Functions requiring qualifications (12 Feb 2024 to 7 Apr 2026)
    • (74)[FCA CF] Client dealing (12 Feb 2024 to 7 Apr 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Jan 2023 to 9 Feb 2024)
    • CF30 Customer (3 Jan 2023 to 9 Feb 2024)
  • 4Life Wealth Management Limited (no longer approved here)

    FRN 919134

    • (5)Employed By (3 Jan 2023 to 9 Feb 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (19 Jan 2022 to 12 Dec 2022)
    • CF30 Customer (17 Jan 2022 to 12 Dec 2022)
  • Tenet & You Limited (no longer approved here)

    FRN 455280

    • Employed By (17 Jan 2022 to 12 Dec 2022)
  • Skipton Building Society (no longer approved here)

    FRN 153706

    • [FCA CF] Client dealing (1 Oct 2019 to 17 Dec 2021)
    • [FCA CF] Functions requiring qualifications (1 Oct 2016 to 17 Dec 2021)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (16 May 2016 to 27 Oct 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at 4Life Wealth Management Limited

  2. controlled function added: (5)Employed By at 4Life Wealth Management Limited

  3. controlled function removed: 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose at ELLIS BATES WEALTH MANAGEMENT LTD

  4. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at ELLIS BATES WEALTH MANAGEMENT LTD

  5. controlled function removed: [FCA CF] Client dealing at ELLIS BATES WEALTH MANAGEMENT LTD

  6. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at ELLIS BATES WEALTH MANAGEMENT LTD

  7. controlled function removed: [FCA CF] Functions requiring qualifications at ELLIS BATES WEALTH MANAGEMENT LTD

  8. controlled function added: (73)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose at ELLIS BATES WEALTH MANAGEMENT LTD

  9. controlled function added: (74)[FCA CF] Client dealing at ELLIS BATES WEALTH MANAGEMENT LTD

  10. controlled function added: (75)[FCA CF] Functions requiring qualifications at ELLIS BATES WEALTH MANAGEMENT LTD

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