ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Professional, Retail (Investment), Unit
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Unit
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Stockbroking
For Professional, Retail (Investment), Unit
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Investment Setup
For Professional, Retail (Investment), Unit
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Holds Your Assets
For Professional, Retail (Investment), Unit
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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James Andrew Mallows
IRN JXM01275
- [FCA CF] Manager of certification employee (since 2 Jan 2024)
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James George May
IRN JXM43303
- [FCA CF] Material risk taker (1 Jan 2023 to 14 May 2024)
- [PRA CF] Managing a material risk taker (1 Jan 2023 to 2 Jan 2023)
- [FCA CF] Significant management (9 Dec 2019 to 27 Jul 2022)
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James Henry Courtman
IRN JHC01142
- [FCA CF] Significant management (20 Dec 2022 to 1 Jun 2024)
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James Patrick Cleaver
IRN JXC43295
- [FCA CF] Manager of certification employee (16 Nov 2023 to 2 Jun 2025)
- [FCA CF] Material risk taker (1 Jan 2022 to 2 Jun 2025)
- [FCA CF] Significant management (9 Dec 2019 to 2 Jun 2025)
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James Rainbow
IRN JXR02352
- [FCA CF] Manager of certification employee (since 3 Sep 2025)
- [FCA CF] Material risk taker (since 30 May 2025)
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James William Frederick Heal
IRN JXH00826
- [FCA CF] Significant management (6 Apr 2022 to 22 Apr 2022)
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Jared Whitehouse
IRN JXW01952
- [FCA CF] Material risk taker (1 Jan 2022 to 31 Oct 2025)
- [FCA CF] Significant management (10 Jun 2020 to 31 Oct 2025)
- [FCA CF] Manager of certification employee (10 Jun 2020 to 6 Sep 2024)
- SMF5 Head of Internal Audit (9 Dec 2019 to 16 Sep 2020)
- CF28 Systems and controls (1 Jan 2018 to 8 Dec 2019)
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Jason Sullivan
IRN JXS01537
- SMF5 Head of Internal Audit (since 9 Feb 2026)
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Joanna Elizabeth Stocks
IRN JES01149
- [FCA CF] Significant management (30 Nov 2022 to 1 Jun 2024)
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Joanna Moran
IRN JXM43304
- [FCA CF] Significant management (9 Dec 2019 to 14 Jun 2024)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.