Jason Sullivan

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
FRN 122472
- SMF5 Head of Internal Audit (since 9 Feb 2026)
ST. JAMES'S PLACE UK PLC
FRN 150026
- SMF5 Head of Internal Audit (since 9 Feb 2026)
St. James's Place Wealth Management Plc
FRN 195351
- SMF5 Head of Internal Audit (since 9 Feb 2026)
ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED
FRN 622916
- SMF5 Head of Internal Audit (since 9 Feb 2026)
St. James's Place Partnership Services Limited
FRN 719983
- [FCA CF] Significant management (since 9 Feb 2026)
Nationwide Building Society (no longer approved here)
FRN 106078
- [PRA CF] Significant risk taker or Material risk taker (2 Sep 2024 to 1 Feb 2026)
- [FCA CF] Material risk taker (2 Sep 2024 to 1 Feb 2026)
- [FCA CF] Significant management (21 Aug 2023 to 31 Mar 2025)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.