Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF18 Other Overall Responsibility (26 Sep 2024 to 22 Oct 2025)
- [FCA CF] Manager of certification employee (31 Jul 2024 to 8 Aug 2024)
- [FCA CF] Material risk taker (1 Jan 2022 to 26 Sep 2024)
- [FCA CF] Significant management (10 Jun 2020 to 26 Sep 2024)
- SMF5 Head of Internal Audit (10 Dec 2018 to 16 Sep 2020)
- SIMF5 Head of Internal Audit Function (1 Jan 2018 to 9 Dec 2018)
- CF11 Money Laundering Reporting (19 Aug 2008 to 31 Mar 2012)
- CF10 Compliance Oversight (11 Feb 2008 to 21 Aug 2015)
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- [FCA CF] Manager of certification employee (31 Jul 2024 to 31 Oct 2025)
- [FCA CF] Significant management (10 Jun 2020 to 31 Oct 2025)
- SMF5 Head of Internal Audit (9 Dec 2019 to 16 Sep 2020)
- CF28 Systems and controls (1 Jan 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (19 Aug 2008 to 31 Mar 2012)
- CF10 Compliance Oversight (11 Feb 2008 to 21 Aug 2015)
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- [FCA CF] Material risk taker (1 Jan 2022 to 31 Oct 2025)
- [FCA CF] Manager of certification employee (10 Jun 2020 to 31 Oct 2025)
- [FCA CF] Significant management (10 Jun 2020 to 31 Oct 2025)
- SMF5 Head of Internal Audit (9 Dec 2019 to 16 Sep 2020)
- CF28 Systems and controls (1 Jan 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (19 Aug 2008 to 31 Mar 2012)
- CF10 Compliance Oversight (11 Feb 2008 to 21 Aug 2015)
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- [FCA CF] Material risk taker (1 Jan 2022 to 31 Oct 2025)
- [FCA CF] Significant management (10 Jun 2020 to 31 Oct 2025)
- [FCA CF] Manager of certification employee (10 Jun 2020 to 6 Sep 2024)
- SMF5 Head of Internal Audit (9 Dec 2019 to 16 Sep 2020)
- CF28 Systems and controls (1 Jan 2018 to 8 Dec 2019)
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- [FCA CF] Significant management (9 Dec 2019 to 9 May 2020)
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- CF28 Systems and controls (7 Jan 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.