Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • [FCA CF] Manager of certification employee (16 Nov 2023 to 2 Jun 2025)
    • [FCA CF] Material risk taker (1 Jan 2022 to 2 Jun 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 2 Jun 2025)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • [FCA CF] Manager of certification employee (16 Nov 2023 to 2 Jun 2025)
    • [FCA CF] Material risk taker (1 Jan 2022 to 2 Jun 2025)
    • [FCA CF] Significant management (1 Jan 2019 to 2 Jun 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • [FCA CF] Manager of certification employee (16 Nov 2023 to 2 Jun 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 2 Jun 2025)
  • ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED (no longer approved here)

    FRN 622916

    • [FCA CF] Manager of certification employee (16 Nov 2023 to 2 Jun 2025)
    • [FCA CF] Material risk taker (1 Jan 2022 to 2 Jun 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 2 Jun 2025)
  • St. James's Place Partnership Services Limited (no longer approved here)

    FRN 719983

    • [FCA CF] Significant management (1 Dec 2020 to 2 Jun 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.