James Andrew Mallows

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
FRN 122472
- [FCA CF] Manager of certification employee (since 2 Jan 2024)
ST. JAMES'S PLACE UK PLC
FRN 150026
- [FCA CF] Manager of certification employee (since 2 Jan 2024)
St. James's Place Wealth Management Plc
FRN 195351
- [FCA CF] Manager of certification employee (since 2 Jan 2024)
- [FCA CF] Significant management (22 Dec 2022 to 30 Apr 2024)
ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED
FRN 622916
- [FCA CF] Manager of certification employee (since 2 Jan 2024)
St. James's Place Partnership Services Limited
FRN 719983
- [FCA CF] Manager of certification employee (since 2 Jan 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.