James Rainbow

• St. James's Place Wealth Management Plc

  FRN 195351

  • SMF3 Executive Director (since 2 Dec 2025)
  • Responsible for Insurance Distribution (since 20 Jun 2025)
  • Responsibility for MCD Intermediation (since 20 Jun 2025)
  • SMF1 Chief Executive (since 20 Jun 2025)
• ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

  FRN 122472

  • [FCA CF] Manager of certification employee (since 3 Sep 2025)
  • [FCA CF] Material risk taker (since 30 May 2025)
• ST. JAMES'S PLACE UK PLC

  FRN 150026

  • [FCA CF] Manager of certification employee (since 3 Sep 2025)
  • [FCA CF] Material risk taker (since 30 May 2025)
• ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED

  FRN 622916

  • [FCA CF] Manager of certification employee (since 3 Sep 2025)
  • [FCA CF] Material risk taker (since 30 May 2025)
• Schroder Unit Trusts Limited (no longer approved here)

  FRN 197288

  • SMF1 Chief Executive (18 Sep 2024 to 12 Nov 2024)
  • SMF9 Chair of the Governing Body (15 Apr 2020 to 7 Dec 2023)
  • SMF3 Executive Director (15 Apr 2020 to 12 Nov 2024)
  • CF3 Chief Executive (20 Jun 2017 to 13 Nov 2018)
  • CF1 Director (20 Jun 2017 to 13 Nov 2018)
• Schroder Investment Management North America Limited (no longer approved here)

  FRN 144543

  • [FCA CF] Material risk taker (26 Sep 2022 to 2 Oct 2023)
  • [FCA CF] Manager of certification employee (8 Jun 2022 to 10 Nov 2024)
• Schroder Wealth Management (US) Limited (no longer approved here)

  FRN 781869

  • [FCA CF] Material risk taker (26 Sep 2022 to 2 Aug 2023)
• Schroder Investment Management Limited (no longer approved here)

  FRN 119348

  • [FCA CF] Client dealing (8 Jun 2022 to 10 Nov 2024)
  • [FCA CF] Material risk taker (16 Nov 2021 to 10 Nov 2024)
  • [FCA CF] Manager of certification employee (1 Oct 2020 to 10 Nov 2024)
• Schroders IS Limited (no longer approved here)

  FRN 195028

  • [FCA CF] Client dealing (8 Jun 2022 to 10 Nov 2024)
  • [FCA CF] Manager of certification employee (8 Jun 2022 to 10 Nov 2024)
• Schroder Real Estate Investment Management Limited (no longer approved here)

  FRN 190064

  • [FCA CF] Material risk taker (1 Oct 2020 to 10 Nov 2024)

No changes recorded yet.