SPF Private Clients Limited

Date authorised
1 April 2013
Companies House
03680970
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    S P F Private Clients
    33 Gracechurch Street
    London
    City Of London
    EC3V 0BT
    UNITED KINGDOM
    Phone
    +442073308500
    Web
    https://www.spf.co.uk

  • Complaints Contact

    S P F Private Clients
    33 Gracechurch Street
    London
    City Of London
    EC3V 0BT
    UNITED KINGDOM
    Phone
    +442073308500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Maria Vanessa Magnussen

    IRN MVM00001

    • CF21 Investment Adviser (18 Nov 2002 to 31 Dec 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Nov 2002)
  • Mark Alan Spicer

    IRN MAS00056

    • CF22 Investment Adviser (Trainee) (18 Nov 2002 to 18 Nov 2002)
    • CF21 Investment Adviser (18 Nov 2002 to 31 Dec 2003)
  • Mark Austin Russell

    IRN MXR00054

    • CF21 Investment Adviser (29 Oct 2002 to 31 Dec 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Oct 2002)
  • Mark Edward Harris

    IRN MEH01076

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 14 Jul 2016)
    • CF3 Chief Executive (13 Mar 2003 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (11 Mar 2003 to 31 Mar 2009)
    • CF1 Director (3 Jan 2002 to 8 Dec 2019)
  • Mark Federick Lawrance

    IRN MXL00163

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Apr 2021)
  • Mark Godfrey Hampton

    IRN MGH00015

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2020)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Jun 2005)
  • Mark Leonard Horne

    IRN MLH00014

    • CF21 Investment Adviser (17 Jun 2003 to 31 Dec 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jun 2003)
  • Mark Parsons

    IRN MXP00252

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Oct 2023)
  • Matthew Cori Spendlove

    IRN MXS00416

    • [FCA CF] Manager of certification employee (10 Mar 2023 to 17 Dec 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Dec 2024)
  • Matthew Ray Neave

    IRN MRN01051

    • SMF3 Executive Director (since 3 Mar 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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