Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SPF Private Clients Limited
FRN 189213
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 14 Jul 2016)
- CF3 Chief Executive (13 Mar 2003 to 8 Dec 2019)
- CF8 Apportionment and Oversight (11 Mar 2003 to 31 Mar 2009)
- CF1 Director (3 Jan 2002 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.