Mark Leonard Horne

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • City Finance Brokers Limited

    FRN 766295

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 15 Feb 2024)
    • [FCA CF] Significant management (since 1 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 15 May 2017)
    • CF10 Compliance Oversight (4 Feb 2019 to 8 Dec 2019)
    • Responsible for Insurance Mediation (15 May 2017 to 30 Sep 2018)
    • CF1 Director (15 May 2017 to 8 Dec 2019)
  • Mortgage PTX Ltd

    FRN 1008205

    • (1)Employed By (since 15 Feb 2024)
  • SPF Private Clients Limited (no longer approved here)

    FRN 189213

    • CF21 Investment Adviser (17 Jun 2003 to 31 Dec 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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