Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
SPF Private Clients Limited
FRN 189213
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Oct 2023)
-
- Appointed representative dealing with clients for which they require qualification (11 Jul 2022 to 19 Oct 2023)
- CF30 Customer (28 Apr 2022 to 22 Aug 2022)
-
- Appointed representative dealing with clients for which they require qualification (3 Mar 2021 to 19 Jan 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.