Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • HL Partnership Limited (no longer approved here)

    FRN 303397

    • CF1 Director (AR) (6 Jul 2009 to 14 Jan 2012)
  • Corinthia Capital Ltd (no longer approved here)

    FRN 502666

    • Employed By (6 Jul 2009 to 14 Jan 2012)
  • SPF Private Clients Limited (no longer approved here)

    FRN 189213

    • CF21 Investment Adviser (29 Oct 2002 to 31 Dec 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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