Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SPF Private Clients Limited (no longer approved here)

    FRN 189213

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2020)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.