SLAIYBURN FINANCIAL PLANNING LIMITED

• Principal Place of Business

  The White House

  Stable Block

  Lockwood Park

  Brewery Drive

  Huddersfield

  West Yorkshire

  HD1 3UR

  UNITED KINGDOM

  Phone

  +441484971212

  Web

  https://www.slaiyburn.co.uk

• Complaints Contact

  The White House

  Stable Block

  Lockwood Park

  Brewery Drive

  Huddersfield

  West Yorkshire

  HD1 3UR

  UNITED KINGDOM

  Phone

  +441484971212

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

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  • · Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: ”a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Scott

  IRN MXS00114

  • [FCA CF] Client dealing (20 Jun 2025 to 31 Jul 2025)
  • [FCA CF] Functions requiring qualifications (20 Jun 2025 to 31 Jul 2025)
• Matthew Taylor

  IRN MXT00258

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 24 Mar 2021)
• Neil Howard Parry

  IRN NXP00176

  • [FCA CF] Client dealing (23 Jul 2021 to 20 Dec 2024)
  • [FCA CF] Functions requiring qualifications (23 Jul 2021 to 20 Dec 2024)
• Neil Stuart Auty

  IRN NXA00351

  • SMF3 Executive Director (since 15 May 2025)
• Parkash Singh Sohanpall

  IRN PSS01100

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Sep 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 16 Sep 2022)
  • CF30 Customer (17 May 2019 to 8 Dec 2019)
• Paul Anthony Goddard

  IRN PAG00017

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 29 Oct 2024)
  • [FCA CF] Functions requiring qualifications (since 29 Oct 2024)
• Richard Baden Baxter

  IRN RBB01020

  • SMF3 Executive Director (since 27 Aug 2025)
  • [FCA CF] Client dealing (27 Oct 2023 to 30 Apr 2026)
  • [FCA CF] Functions requiring qualifications (27 Oct 2023 to 30 Apr 2026)
• Richard Mieczyslaw Kordowicz

  IRN RXK00031

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 18 Nov 2020)
  • [FCA CF] Client dealing (since 18 Nov 2020)
• Robert Brown

  IRN RXB00299

  • [FCA CF] Functions requiring qualifications (30 May 2023 to 4 Aug 2023)

No changes recorded yet.