Parkash Singh Sohanpall

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Knightsgate Wealth Management Ltd

    FRN 972057

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 5 Oct 2022)
    • Responsibility for MCD Intermediation (since 5 Oct 2022)
    • Responsible for Insurance Distribution (since 5 Oct 2022)
    • SMF16 Compliance Oversight (since 5 Oct 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Oct 2022)
    • SMF3 Executive Director (since 5 Oct 2022)
    • [FCA CF] Client dealing (since 5 Oct 2022)
  • SLAIYBURN FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 770375

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Sep 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Sep 2022)
    • CF30 Customer (17 May 2019 to 8 Dec 2019)
  • ROCKWOOD FINANCIAL SOLUTIONS LIMITED (no longer approved here)

    FRN 593766

    • CF30 Customer (3 Mar 2014 to 20 Dec 2018)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (23 Apr 2012 to 17 Jun 2013)
  • Ideal Money Solutions Ltd (no longer approved here)

    FRN 429304

    • (3)Employed By (23 Apr 2012 to 17 Jun 2013)
  • Bartlett Wealth Management Ltd (no longer approved here)

    FRN 114800

    • CF30 Customer (22 Aug 2011 to 12 Jan 2012)

Recent activity

Updates to this individual's record on the FCA register.

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