SLAIYBURN FINANCIAL PLANNING LIMITED

• Principal Place of Business

  The White House

  Stable Block

  Lockwood Park

  Brewery Drive

  Huddersfield

  West Yorkshire

  HD1 3UR

  UNITED KINGDOM

  Phone

  +441484971212

  Web

  https://www.slaiyburn.co.uk

• Complaints Contact

  The White House

  Stable Block

  Lockwood Park

  Brewery Drive

  Huddersfield

  West Yorkshire

  HD1 3UR

  UNITED KINGDOM

  Phone

  +441484971212

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

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  • · Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: ”a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Stanley Monk

  IRN ASM01172

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 10 Dec 2025)
  • [FCA CF] Functions requiring qualifications (since 10 Dec 2025)
• Barry Alexander Honeyman

  IRN BAH01098

  • CF30 Customer (17 May 2018 to 1 Oct 2018)
• Clare Beswick

  IRN CXB00527

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 1 Sep 2025)
  • [FCA CF] Functions requiring qualifications (since 15 Oct 2021)
  • [FCA CF] Client dealing (since 15 Oct 2021)
• Clive Richard Berry

  IRN CRB01149

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • Responsibility for MCD Intermediation (since 1 Feb 2021)
  • SMF1 Chief Executive (since 1 Feb 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Nov 2025)
  • CF30 Customer (15 May 2017 to 8 Dec 2019)
  • Responsible for Insurance Mediation (15 May 2017 to 30 Sep 2018)
  • CF1 Director (15 May 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (15 May 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (15 May 2017 to 8 Dec 2019)
• Daniel Astley

  IRN DXA37813

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 29 Oct 2024)
  • [FCA CF] Client dealing (since 29 Oct 2024)
• David Anthony Fraser

  IRN DAF00023

  • [FCA CF] Functions requiring qualifications (9 Sep 2024 to 29 Oct 2024)
  • [FCA CF] Client dealing (9 Sep 2024 to 29 Oct 2024)
• Flavia Amanda Kathreen Williams

  IRN FXW00036

  • [FCA CF] Functions requiring qualifications (4 Sep 2023 to 13 Oct 2023)
• Jacob Mark Ragan

  IRN JXR00800

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 15 Mar 2024)
  • [FCA CF] Functions requiring qualifications (since 15 Mar 2024)
• Jonathan Charles Holmes

  IRN JCH00030

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 3 Oct 2024)
  • [FCA CF] Functions requiring qualifications (since 3 Oct 2024)
• Julie Appleyard

  IRN JXA00759

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Aug 2025)

No changes recorded yet.