Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SLAIYBURN FINANCIAL PLANNING LIMITED
FRN 770375
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 29 Oct 2024)
- [FCA CF] Client dealing (since 29 Oct 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 25 Oct 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Oct 2024)
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- [FCA CF] Functions requiring qualifications (31 May 2018 to 15 Jan 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.