Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 29 Oct 2024)
    • [FCA CF] Client dealing (since 29 Oct 2024)
  • Paragon Independent Limited (no longer approved here)

    FRN 440589

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Oct 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Oct 2024)
  • Skipton Building Society (no longer approved here)

    FRN 153706

    • [FCA CF] Functions requiring qualifications (31 May 2018 to 15 Jan 2020)

Recent activity

Updates to this individual's record on the FCA register.

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