Andrew Stanley Monk

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SLAIYBURN FINANCIAL PLANNING LIMITED

    FRN 770375

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 10 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2025)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (24 Dec 2020 to 31 Mar 2021)
    • CF30 Customer (21 Dec 2020 to 31 Mar 2021)
  • Alexander House Financial Planning Limited (no longer approved here)

    FRN 791612

    • (31)Employed By (21 Dec 2020 to 31 Mar 2021)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (11 May 2017 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (16 Jan 2013 to 24 Jul 2014)
  • Andrew Monk (no longer approved here)

    FRN 593772

    • Employed By (16 Jan 2013 to 24 Jul 2014)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (3 Dec 2007 to 19 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

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