Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 29 Oct 2024)
    • [FCA CF] Client dealing (since 29 Oct 2024)
  • Belmayne Independent Financial Services LLP (no longer approved here)

    FRN 409714

    • [FCA CF] Client dealing (8 Apr 2024 to 26 Nov 2024)
    • [FCA CF] Functions requiring qualifications (8 Apr 2024 to 26 Nov 2024)
  • Next Chapter Financial Planning Limited (no longer approved here)

    FRN 912906

    • [FCA CF] Functions requiring qualifications (1 Dec 2022 to 28 Mar 2024)
    • [FCA CF] Client dealing (1 Dec 2022 to 28 Mar 2024)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • CF21 Investment Adviser (1 Dec 2001 to 2 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.