Next Chapter Financial Planning Limited

• Principal Place of Business

  3 Packman Lane

  Kirk Ella

  Hull

  East Riding of Yorkshire

  HU10 7TH

  UNITED KINGDOM

  Phone

  +441482533609

  Web

  https://www.nextchapterfp.co.uk

• Complaints Contact

  3 Packman Lane

  Kirk Ella

  Hull

  East Riding of Yorkshire

  HU10 7TH

  UNITED KINGDOM

  Phone

  +441482533609

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Gillott

  IRN AXG00153

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 26 Jul 2024)
  • [FCA CF] Client dealing (since 26 Jul 2024)
• Christopher George Parkin

  IRN CXP00135

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 28 Apr 2023)
  • [FCA CF] Functions requiring qualifications (since 28 Apr 2023)
• Daryl Morgan

  IRN DRM01125

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 24 Sep 2024)
  • [FCA CF] Client dealing (since 24 Sep 2024)
• David Hall

  IRN DXH00159

  • [FCA CF] Client dealing (1 Dec 2022 to 1 Dec 2024)
  • [FCA CF] Functions requiring qualifications (1 Dec 2022 to 1 Dec 2024)
• Gavin Andrew Horner Wilkinson

  IRN GAW01089

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • CF1 Director (AR) (since 21 Oct 2022)
  • CF30 Customer (since 21 Oct 2022)
  • SMF3 Executive Director (since 7 Oct 2022)
  • Responsibility for MCD Intermediation (since 7 Oct 2022)
  • [FCA CF] Significant management (since 6 Jan 2022)
  • [FCA CF] Functions requiring qualifications (since 31 Aug 2021)
  • [FCA CF] Client dealing (since 31 Aug 2021)
• George Robert Luya

  IRN GXL00274

  • [FCA CF] Client dealing (11 Oct 2023 to 29 Nov 2024)
  • [FCA CF] Functions requiring qualifications (11 Oct 2023 to 29 Nov 2024)
• Gordon Alan McNeil

  IRN GAM00001

  • [FCA CF] Client dealing (1 Dec 2022 to 1 Dec 2024)
  • [FCA CF] Functions requiring qualifications (1 Dec 2022 to 1 Dec 2024)
• Mark David Holdsworth

  IRN MDH01095

  • SMF3 Executive Director (3 Aug 2020 to 21 Jan 2021)
• Mark Jonathan Wilson

  IRN MXW01040

  • CF1 Director (AR) (since 5 Mar 2026)
• Mark Stephen Dowde

  IRN MSD01065

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF30 Customer (since 13 Feb 2023)
  • Appointed representative dealing with clients for which they require qualification (since 7 Nov 2022)
  • [FCA CF] Functions requiring qualifications (since 7 Nov 2022)
  • [FCA CF] Client dealing (since 7 Nov 2022)
  • SMF3 Executive Director (19 Feb 2024 to 8 Apr 2026)
  • CF1 Director (AR) (13 Feb 2023 to 8 Apr 2026)
  • [FCA CF] Functions requiring qualifications (6 Nov 2022 to 7 Nov 2022)
  • [FCA CF] Client dealing (6 Nov 2022 to 7 Nov 2022)

• Aldgate Wealth Planning Ltd

  FRN 979458 · Appointed 20 Jul 2022

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