Next Chapter Financial Planning Limited

• Principal Place of Business

  3 Packman Lane

  Kirk Ella

  Hull

  East Riding of Yorkshire

  HU10 7TH

  UNITED KINGDOM

  Phone

  +441482533609

  Web

  https://www.nextchapterfp.co.uk

• Complaints Contact

  3 Packman Lane

  Kirk Ella

  Hull

  East Riding of Yorkshire

  HU10 7TH

  UNITED KINGDOM

  Phone

  +441482533609

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Olivia Jade Flanagan

  IRN OXF32206

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • CF30 Customer (since 17 Feb 2026)
  • [FCA CF] Client dealing (since 9 Feb 2026)
  • [FCA CF] Functions requiring qualifications (since 9 Feb 2026)
• Paul Anthony Goddard

  IRN PAG00017

  • [FCA CF] Functions requiring qualifications (1 Dec 2022 to 28 Mar 2024)
  • [FCA CF] Client dealing (1 Dec 2022 to 28 Mar 2024)
• Paul Bailey

  IRN PXB00173

  • [FCA CF] Client dealing (1 Dec 2022 to 1 Dec 2024)
  • [FCA CF] Functions requiring qualifications (1 Dec 2022 to 1 Dec 2024)
• Philip Edwin Dibb

  IRN PED01029

  • Responsibility for MCD Intermediation (since 23 Dec 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Aug 2020)
  • [FCA CF] Significant management (since 3 Aug 2020)
  • SMF16 Compliance Oversight (since 3 Aug 2020)
  • Responsible for Insurance Distribution (since 3 Aug 2020)
  • SMF3 Executive Director (since 3 Aug 2020)
  • [FCA CF] Functions requiring qualifications (30 Mar 2021 to 30 Nov 2022)
  • [FCA CF] Client dealing (30 Mar 2021 to 30 Nov 2022)
• Richard Paul Connolly

  IRN RPC01071

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 6 Jul 2023)
  • [FCA CF] Client dealing (since 6 Jul 2023)
• Samuel Gillott

  IRN SXG00404

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 11 Apr 2024)
  • [FCA CF] Client dealing (since 11 Apr 2024)
• Sarah Louise Davies

  IRN SXD00712

  • SMF3 Executive Director (since 24 Aug 2023)

• Aldgate Wealth Planning Ltd

  FRN 979458 · Appointed 20 Jul 2022

No changes recorded yet.