Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsibility for MCD Intermediation (since 23 Dec 2021)
    • [FCA CF] Significant management (since 3 Aug 2020)
    • Responsible for Insurance Distribution (since 3 Aug 2020)
    • SMF16 Compliance Oversight (since 3 Aug 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Aug 2020)
    • SMF3 Executive Director (since 3 Aug 2020)
    • [FCA CF] Client dealing (30 Mar 2021 to 30 Nov 2022)
    • [FCA CF] Functions requiring qualifications (30 Mar 2021 to 30 Nov 2022)
  • The Financial Advice Service Ltd (no longer approved here)

    FRN 682428

    • Employed By (17 Apr 2015 to 27 Nov 2018)
  • Wilfred Leach and Company (no longer approved here)

    FRN 141375

    • CF22 Investment Adviser (Trainee) (22 May 2002 to 16 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.