Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Next Chapter Financial Planning Limited
FRN 912906
- Responsibility for MCD Intermediation (since 23 Dec 2021)
- [FCA CF] Significant management (since 3 Aug 2020)
- Responsible for Insurance Distribution (since 3 Aug 2020)
- SMF16 Compliance Oversight (since 3 Aug 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Aug 2020)
- SMF3 Executive Director (since 3 Aug 2020)
- [FCA CF] Client dealing (30 Mar 2021 to 30 Nov 2022)
- [FCA CF] Functions requiring qualifications (30 Mar 2021 to 30 Nov 2022)
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- Employed By (17 Apr 2015 to 27 Nov 2018)
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- CF22 Investment Adviser (Trainee) (22 May 2002 to 16 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.