Richard Paul Connolly

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Next Chapter Financial Planning Limited

    FRN 912906

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 6 Jul 2023)
    • [FCA CF] Client dealing (since 6 Jul 2023)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Client dealing (20 Apr 2020 to 16 Jun 2023)
    • [FCA CF] Functions requiring qualifications (20 Apr 2020 to 16 Jun 2023)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF30 Customer (19 Mar 2019 to 8 Dec 2019)
  • County Financial Services (no longer approved here)

    FRN 158012

    • Employed By (8 Jun 2010 to 31 Aug 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.