Daryl Morgan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Next Chapter Financial Planning Limited

    FRN 912906

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 24 Sep 2024)
    • [FCA CF] Client dealing (since 24 Sep 2024)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • [FCA CF] Client dealing (9 Jun 2022 to 2 Aug 2024)
    • [FCA CF] Functions requiring qualifications (9 Jun 2022 to 2 Aug 2024)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (12 Aug 2015 to 17 Nov 2016)
  • Alexander House Financial Services Limited (no longer approved here)

    FRN 601371

    • Employed By (12 Aug 2015 to 17 Nov 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 8 May 2012)
    • CF21 Investment Adviser (23 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Dec 2005 to 23 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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