Mark Stephen Dowde

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Next Chapter Financial Planning Limited

    FRN 912906

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 13 Feb 2023)
    • [FCA CF] Client dealing (since 7 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 7 Nov 2022)
    • Appointed representative dealing with clients for which they require qualification (since 7 Nov 2022)
    • SMF3 Executive Director (19 Feb 2024 to 8 Apr 2026)
    • CF1 Director (AR) (13 Feb 2023 to 8 Apr 2026)
    • [FCA CF] Client dealing (6 Nov 2022 to 7 Nov 2022)
    • [FCA CF] Functions requiring qualifications (6 Nov 2022 to 7 Nov 2022)
  • Aldgate Wealth Planning Ltd

    FRN 979458

    • (3)Employed By (since 13 Feb 2023)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Functions requiring qualifications (18 Dec 2020 to 5 Nov 2022)
    • [FCA CF] Client dealing (18 Dec 2020 to 5 Nov 2022)
    • CF30 Customer (5 Feb 2018 to 8 Dec 2019)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF22 Investment Adviser (Trainee) (15 Mar 2006 to 8 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Aldgate Wealth Planning Ltd

  2. controlled function added: (3)Employed By at Aldgate Wealth Planning Ltd