Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SLAIYBURN FINANCIAL PLANNING LIMITED
FRN 770375
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 18 Nov 2020)
- [FCA CF] Client dealing (since 18 Nov 2020)
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- CF30 Customer (15 Oct 2014 to 12 Aug 2020)
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- CF30 Customer (1 Nov 2007 to 30 Apr 2015)
- CF7 Sole Trader (AR) (23 Feb 2006 to 31 Jan 2007)
- CF22 Investment Adviser (Trainee) (23 Feb 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Jun 2005 to 9 Jan 2006)
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- (1)Employed By (1 Dec 2001 to 9 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.