Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 18 Nov 2020)
    • [FCA CF] Client dealing (since 18 Nov 2020)
  • Julian Harris Financial Consultants (no longer approved here)

    FRN 153566

    • CF30 Customer (15 Oct 2014 to 12 Aug 2020)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (1 Nov 2007 to 30 Apr 2015)
    • CF7 Sole Trader (AR) (23 Feb 2006 to 31 Jan 2007)
    • CF22 Investment Adviser (Trainee) (23 Feb 2006 to 31 Oct 2007)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (1 Jun 2005 to 9 Jan 2006)
  • Richard Kordowicz (no longer approved here)

    FRN 216103

    • (1)Employed By (1 Dec 2001 to 9 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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