Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (20 Jun 2025 to 31 Jul 2025)
- [FCA CF] Client dealing (20 Jun 2025 to 31 Jul 2025)
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- [FCA CF] Functions requiring qualifications (23 Sep 2024 to 20 May 2025)
- [FCA CF] Client dealing (23 Sep 2024 to 20 May 2025)
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- [FCA CF] Client dealing (22 Feb 2022 to 15 Apr 2024)
- [FCA CF] Functions requiring qualifications (22 Feb 2022 to 15 Apr 2024)
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- CF1 Director (AR) (15 Feb 2012 to 22 Nov 2014)
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- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.