Richard Baden Baxter

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SLAIYBURN FINANCIAL PLANNING LIMITED

    FRN 770375

    • SMF3 Executive Director (since 27 Aug 2025)
    • [FCA CF] Functions requiring qualifications (27 Oct 2023 to 30 Apr 2026)
    • [FCA CF] Client dealing (27 Oct 2023 to 30 Apr 2026)
  • Key Retirement Solutions Limited (no longer approved here)

    FRN 224987

    • [FCA CF] Functions requiring qualifications (28 Mar 2023 to 3 Oct 2023)
    • Appointed representative dealing with clients for which they require qualification (18 Dec 2020 to 3 Oct 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (11 May 2020 to 27 Nov 2020)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Jun 2020)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (30 Aug 2018 to 19 Jun 2020)
  • MABWM Ltd (no longer approved here)

    FRN 806378

    • Employed By (30 Aug 2018 to 19 Jun 2020)
  • LWM10 LTD (no longer approved here)

    FRN 458204

    • CF30 Customer (30 Oct 2014 to 11 Sep 2018)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (8 Dec 2011 to 30 Jul 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (21 Mar 2011 to 31 Aug 2011)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (15 Aug 2008 to 21 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

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