SKIPTON FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
02061788
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Skipton Financial Services Ltd
    The Bailey
    Skipton
    N Yorkshire
    BD23 1DN
    UNITED KINGDOM
    Phone
    +441756705000

  • Complaints Contact

    Skipton Financial Services Ltd
    The Bailey
    Skipton
    N Yorkshire
    BD23 1DN
    UNITED KINGDOM
    Phone
    +441756705000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip Anthony Morris

    IRN PAM00021

    • CF21 Investment Adviser (30 Apr 2003 to 9 Sep 2004)
  • Philip Gilfeather

    IRN PXG00067

    • CF30 Customer (10 Jan 2008 to 1 Apr 2011)
  • Phillip Andrew Walton

    IRN PAW00051

    • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2006)
  • Phillipa Jane King

    IRN PJK00022

    • CF30 Customer (17 May 2010 to 27 Jul 2015)
  • Rachael Moore

    IRN RXW00140

    • CF30 Customer (1 Nov 2007 to 27 Oct 2016)
    • CF21 Investment Adviser (12 Jan 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jul 2002 to 12 Jan 2005)
  • Raymond James Broomfield

    IRN RJB01383

    • CF30 Customer (1 Nov 2007 to 30 Aug 2013)
    • CF21 Investment Adviser (27 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Aug 2005 to 27 Feb 2006)
  • Raymond Paul Blake

    IRN RPB00015

    • CF21 Investment Adviser (1 Dec 2001 to 29 Aug 2003)
  • Richard Andrew Parkin

    IRN RAP00059

    • CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2004)
  • Richard Colin Morris

    IRN RCM00039

    • CF30 Customer (21 Nov 2011 to 27 Oct 2016)
  • Richard Copper

    IRN RJC00113

    • CF1 Director (15 Mar 2011 to 2 Apr 2013)
    • CF11 Money Laundering Reporting (15 Mar 2011 to 21 Jun 2013)
    • CF10 Compliance Oversight (15 Mar 2011 to 2 Apr 2013)
    • CF29 Significant management (1 Nov 2007 to 2 Apr 2013)
    • CF17 Significant Mgt (Other Business Operations) (11 Apr 2005 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.