Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (1 Oct 2016 to 28 Feb 2023)
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- CF1 Director (15 Mar 2011 to 2 Apr 2013)
- CF10 Compliance Oversight (15 Mar 2011 to 2 Apr 2013)
- CF11 Money Laundering Reporting (15 Mar 2011 to 21 Jun 2013)
- CF29 Significant management (1 Nov 2007 to 2 Apr 2013)
- CF17 Significant Mgt (Other Business Operations) (11 Apr 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.