Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Parallel Lines - The Advisor Collective Ltd
FRN 967228
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF30 Customer (since 11 Aug 2022)
- Appointed representative dealing with clients for which they require qualification (since 8 Aug 2022)
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Talking Finances
FRN 623968
- (1)Employed By (since 6 Mar 2017)
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- CF30 Customer (27 Nov 2009 to 1 Oct 2010)
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- (41)Employed By (27 Nov 2009 to 1 Oct 2010)
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- CF21 Investment Adviser (1 Dec 2001 to 29 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Talking Finances
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controlled function added: (1)Employed By at Talking Finances