Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 11 Aug 2022)
    • Appointed representative dealing with clients for which they require qualification (since 8 Aug 2022)
    • (1)Employed By (since 6 Mar 2017)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (27 Nov 2009 to 1 Oct 2010)
  • Specialist Trust Solutions LLP (no longer approved here)

    FRN 401684

    • (41)Employed By (27 Nov 2009 to 1 Oct 2010)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF21 Investment Adviser (1 Dec 2001 to 29 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Talking Finances

  2. controlled function added: (1)Employed By at Talking Finances